Securities & FINRA
Brokers and financial advisors cannot mislead or manipulate clients or investors. If there are suspicions about broker fraud or securities violations, it is important to report it and seek legal assistance.
Award Winning Securities & FINRA Attorneys
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Cantrell Schuette, P.A. advises clients in the financial services space, including investors and
ERISA plans. We address those with investment loss or fraud concerns relating to bonds, mutual
funds, stocks, 401(k)’s, annuities, and other retirement vehicles. We also regularly advise and
litigate non-compete disputes, which are common in the financial services industry.
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Litigation Practices
- Breach of Contract
- Commissions & Bonuses
- Discrimination, Harassment & Retaliation
- Employment Counseling & Litigation
- Equal Pay Act
- Executive Compensation
- Family and Medical Leave Act
- FDD & Franchise Agreement Review Attorneys
- Franchise & Dealer Association Attorneys
- Franchisee-Franchisor Disputes
- Franchise and Franchisees
- Hostile Work Environment
- Non-Competes & Employee Mobility
- Partnership Disputes & Business Divorces
- Disability Discrimination
- Personal Injury
- Pregnancy Discrimination
- Race Discrimination
- Securities & FINRA
- Sexual Harassment
- Sexual Orientation and General Identity Discrimination
- Wage & Hour
- Whistleblower